[Wien] Effective mass
Peter Blaha
peter.blaha at tuwien.ac.at
Thu Apr 9 11:30:46 CEST 2026
mstar calculates the masses for any k-point in case.klist and "all" bands.
If you want "effective" masses for CB and VB, you have to average
yourself or maybe for your purpose of "temperature-dependent masses at
VBM/CBM" the boltztrap program may be an alternative.
(PS: the band ranges in case.scf2 give you the band indices)
Am 09.04.2026 um 11:10 schrieb Laurence Marks:
> I am referring to the standard definition of effective masses for the CB
> & VB, e.g. https://en.wikipedia.org/wiki/Effective_mass_(solid-
> state_physics) <https://en.wikipedia.org/wiki/Effective_mass_(solid-
> state_physics)>. This is the tensor at the VB edge for holes and the CB
> edge for electrons.
>
> From what I can see one has to take the mstar output, do a seperate
> spaghetti type analysis to find the k-points for the LUMO/HOMO, then
> extract those by hand from the mstar data dump with, perhaps, some
> Fermi-Dirac averaging for STP, TEMPS Mermin functional. (There might be
> a cleaner method than spaghetti to find the HOMO/LUMO k-points.)
>
> ___
> Emeritus Professor Laurence Marks (Laurie)
> Department of Materials Science and Engineering, Northwestern University
> www.numis.northwestern.edu <http://www.numis.northwestern.edu>
> "Research is to see what everybody else has seen, and to think what
> nobody else has thought" Albert Szent-Györgyi
>
> On Thu, Apr 9, 2026, 03:47 Rubel, Oleg <rubelo at mcmaster.ca
> <mailto:rubelo at mcmaster.ca>> wrote:
>
> Are you referring to the transport-equivalent effective mass for
> degenerate bands, perhaps in the sense of Sec. IIIB of this paper on
> the ABINIT implementation: https://arxiv.org/abs/1708.05890
> <https://arxiv.org/abs/1708.05890>
> mstar uses degenerate perturbation theory and can obtain masses
> associated with, for example, heavy-hole and light-hole branches. It
> also reports a conductivity-related mass via Eq. (9) in our paper:
> https://rubel75.github.io/publications/2021/Rubel-CPC_261_2021.pdf
> <https://rubel75.github.io/publications/2021/Rubel-CPC_261_2021.pdf>
> However, these quantities are still associated with the resolved
> degenerate manifold, so I am not sure we went as far as the ABINIT
> implementation in defining a transport-equivalent effective mass for
> the full degenerate extremum.
>
> Oleg
> > -----Original Message-----
> > From: Wien <wien-bounces at zeus.theochem.tuwien.ac.at <mailto:wien-
> bounces at zeus.theochem.tuwien.ac.at>> On Behalf Of
> > Laurence Marks
> > Sent: Wednesday, April 8, 2026 6:11 PM
> > To: A Mailing list for WIEN2k users
> <wien at zeus.theochem.tuwien.ac.at
> <mailto:wien at zeus.theochem.tuwien.ac.at>>
> > Subject: Re: [Wien] Effective mass
> >
> > Caution: External email.
> > ..not the decomposition by band and kpoint...
> >
> > ---
> > Emeritus Professor Laurence Marks (Laurie)
> www.numis.northwestern.edu <http://www.numis.northwestern.edu>
> > <http://www.numis.northwestern.edu <http://
> www.numis.northwestern.edu>>
> > https://scholar.google.com/citations?user=zmHhI9gAAAAJ&hl=en
> <https://scholar.google.com/citations?user=zmHhI9gAAAAJ&hl=en>
> > "Research is to see what everybody else has seen, and to think
> what nobody
> > else has thought" Albert Szent-Györgyi
> >
> > On Wed, Apr 8, 2026, 17:05 Laurence Marks
> <laurence.marks at gmail.com <mailto:laurence.marks at gmail.com>
> > <mailto:laurence.marks at gmail.com
> <mailto:laurence.marks at gmail.com>> > wrote:
> >
> >
> > It gives them for each band. The conventional definition of
> electron &
> > hole effective masses are at the VB and CB edges, which is what I
> want, not the
> > decomposition by band.
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--
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Peter Blaha, Inst. f. Materials Chemistry, TU Vienna, A-1060 Vienna
Email: peter.blaha at tuwien.ac.at
WWW: http://www.imc.tuwien.ac.at WIEN2k: http://www.wien2k.at
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